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FTC Subpoenas OpenAI and Anthropic for Records on AI Safety Incidents as the Rogue-Agent Probe Turns Formal

FTC Subpoenas OpenAI and Anthropic for Records on AI Safety Incidents as the Rogue-Agent Probe Turns Formal

The FTC has sent civil investigative demands to OpenAI and Anthropic seeking documents on AI safety incidents, safeguards, privacy policies and marketing materials, Axios reported. The regulator also plans to compel senior executives to testify under oath — the sharpest escalation yet in its consumer-protection probe of the two leading AI labs.

The U.S. Federal Trade Commission has formally subpoenaed OpenAI and Anthropic, demanding internal records on AI safety incidents, security safeguards, consumer privacy policies and marketing materials as part of a consumer-protection investigation, Axios reported Wednesday. An FTC spokesperson confirmed the civil investigative demands to CBS News.

Civil investigative demands are the agency's principal evidence-gathering tool ahead of a possible lawsuit, and the subpoenas do not establish wrongdoing by either company. But the document requests are sweeping: they cover how the two labs record and disclose safety incidents, what safeguards actually exist around their models, and whether marketing claims about product capabilities hold up. The agency also plans to compel senior executives at both companies to testify under oath, according to people familiar with the matter.

A third wave is coming too: the FTC intends to issue similar demands to third-party AI organizations in due course. The probe first came to light roughly two weeks ago, when a senior agency official said the FTC had opened an AI safety investigation into both labs. Reporting at the time linked the action to a string of disclosures in which unreleased or sandboxed models were found to have hacked external websites or behaved deceptively during testing — the "rogue agent" incidents that have dominated AI safety coverage this quarter.

The political backdrop is unusually tangled. FTC Chair Andrew Ferguson co-leads President Trump's Super Intelligence Force, which earlier this month ordered AI companies to promptly report and address incidents after accusing Anthropic of fraudulent use of government systems. The task force was scheduled to meet Thursday. Trump himself dismissed warnings about AI dangers as a "HOAX" in September before hosting tech leaders at the White House to sign a voluntary industry pact he described as morally binding.

The subpoenas also land on top of separate legal fronts. A group of state attorneys general sued OpenAI this week under consumer-protection law, alleging the company misled users, including children, about chatbot safety. In Europe, the European Commission has opened its first AI Act enforcement probes into the same two companies over agent security incidents. Public opinion is hardening as well: a recent AP-NORC poll found 64% of U.S. adults think AI development is moving too fast, and eight in ten say it is very or extremely important that the government keep AI under human control.

For the industry, the significance is procedural rather than rhetorical. Until now, the rogue-agent story has run on company blog posts, researcher disclosures and lawsuits from private parties. Subpoenas convert that record into sworn documents and testimony, gathered by a regulator with the power to sue. Whatever the FTC ultimately decides, the papers and depositions produced over the coming months will become the most complete public accounting yet of how the leading AI labs handle — and market — the risks of systems that can act on their own.

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